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FSA announces its approach to enforcing the new regime
In perhaps the most important of the Consultative
Papers yet issued by the FSA, in CP17 the FSA...
FSA policy statement on the year 2000
In October, the FSA issued a policy statement on
its regulatory responsibilities and the Year 2000 problems. Many
Following days of intensive euro conversion and months of
painstaking preparations for the changeover weekend, trading in the
single currency became...
House of Lords rule on the inadequacy of Chinese Walls
In a judgement which is mainly aimed at
professional firms, but which has implications for firms...
On 1st January 1999, the FSA began supplying regulatory services
under contract to the Building Societies Commission, The Friendly
In what will be seen by many as the final triumph of the IMRO
approach to regulation, Richard Farrant, Chief Operating Officer
since the formation of...
Distance selling of financial services
On 14th October, the Commission finally adopted a
proposal for a directive on the distance selling of financial
Many people expected product liability claims to mushroom following
the implementation of the Product Liability Directive, 85/374/EEC,
which was implemented...
The Commission has proposed a Council Decision concerning the
conclusion on behalf of the EC of the results of the World Trade
A recent ECJ judgement has tackled the issue of the
taxation of life insurance products. The case concerned the
taxation of savings in the form of capital...
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