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It has taken some time for both the regulators and regulated firms
to get to grips with the regulatory implications of the Internet.
Whilst some ad hoc...
The FS has announced a number of appointments at or near director
Steven Davis, an economist at the Institute of
Directors, was appointed Senior...
The introduction of the Euro will have a major effect on the UK
financial services industry even though the UK itself will not be a
participant in the...
The recent extreme volatility in the Asian markets tested the
extent to which firms could cope with volatility in foreign
exchange markets and the possibility...
On 18th May 1998, HM Treasury published the first concrete
proposals on the ISA entitled "Making Saving Easy". This explains
the way in which ISAs will...
On 6th May 1998, Alastair Darling, Chief Secretary to the Treasury,
announced new powers to enable the FSA to tackle market abuse and
In Consultation Paper 8, the FSA has given an early insight into
the layout and likely content of its new rulebook. The FSA accepts
that drafting the...
In November 1997, IMRO issued Consultation Document 35 entitled
"Stock Lending". This considered the issue of pooling risks, that
is the risk that customers...
On 1st June 1998, the Bank of England Act 1998 came into force, and
this transferred the Bank's responsibilities for supervising
On 1st May, SFA (in Board Notice 473) and FSA (in a press release)
announced further developments in relation to the long-running saga
of the rules relating...
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