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Howard Davis, chairman of the Financial Services Authority, has
indicated that the FSA will toughen its stance on the
responsibility of senior management....
The objective of compensation
The Government is concerned that investors are not
generally in a position to make an informed...
Gearing up for the FSA - Simon Morris looks at the compliance
controls which will be needed
The introduction of the Financial Services Authority will...
Life assurance disclosure: the PIA reports on the first three
years of the regime
In its third report on Life Assurance Disclosure,
the PIA has indicated...
Confidentiality of telecommunications
Article 5 of the Directive states:
"1.Member States shall ensure via national
regulations the confidentiality...
Individual Registration - Sian Wakeling reviews the PIA's
Each firm should have already received from the PIA
application forms and guidance...
Following the publication of SIB Consultative Paper 111, IMRO has
introduced new cancellation rules to allow its members to take
advantage of the new,...
On 14th January, at a conference jointly organised by the Law
Society's Commerce & Industry Group and Cameron McKenna, Helen
Liddell, Economic Secretary...
Paul Anderson considers PIA's training and competence
In January 1998, the PIA finally issued new
Training and Competence ("T&C") guidance...
In August 1997, the (then) SIB published Consultative Paper 110 on
proposed changes to the regime governing Collective Investment
Schemes (see FS Brief...
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