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Showing 1 - 10 of 19122 matches filtered by 'news item'

  • ESMA: Impact of Brexit

    01/10/2020
    With regard to the impact of Brexit, ESMA has updated statements on its approach to the application of key provisions of... MiFID II/MiFIR and to the Benchmark Regulation.
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  • EC: Statement by Maroš Šefčovič following the third meeting of the EU-UK Joint Committee

    01/10/2020
    Text of this statement of 28 September 2020 follows.
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  • FCA: Further update on the business interruption insurance test case appeals process

    01/10/2020
    FCA has filed its skeleton argument with the High Court ahead of a hearing to be held on 2 October 2020.... FCA intends to ask the High Court to give it a certificate to apply to “leapfrog” to the Supreme Court.
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  • EC: Letter of formal notice to the UK for breach of its obligations

    01/10/2020
    The EC has sent the UK a letter of formal notice for breaching its obligations under the Withdrawal Agreement. The UK... has one month to reply to today's letter. Text of the accompanying statement by Ursula von der Leyen appears in the second link below.
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  • FCA: TTP/Handbook

    01/10/2020
    FCA has published an updated version of the Handbook to show the rules that will apply at the end of the... transition period. FCA intends to apply the TTP on a broad basis from the end of the transition period until 31 March 2022. FCA notes that there are areas where it would not be appropriate for it to grant relief at the end of the transition period, including where doing so would not be consistent with its statutory objectives. FCA has listed a number of key areas where it expects firms and other regulated persons to be preparing to comply with changed obligations ready for 31 December 2020: The press release below sets out a number of links to further details, including: details on the list of exceptions; updated draft directions, draft annexes and TTP explanatory note; and a Brexit Handbook navigational guide.
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  • ECB: Speech by Andrea Enria: An evolving supervisory response to the pandemic

    01/10/2020
    Text of Andrea Enria’s speech of 1 October 2020 follows in which he discusses ECB’s policy actions in relation to the... Covid-19 outbreak.
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  • FCA: Handbook Notice 80/Instruments

    01/10/2020
    FCA has published details of instruments passed at its Board meetings on 17 and 30 September 2020. These are: Value... Measures Reporting and Monitoring Instrument 2020/40; Allocation of the Responsibility for Insurance Distribution Activity or Mortgage Credit Directive Credit Intermediation Activity Instrument 2020/41; Reporting of Information about Directory Persons (Miscellaneous Amendments) Instrument 2020/42; Decision Procedure and Penalties Manual (Office for Professional Body Anti Money Laundering Supervision Regulations) Instrument 2020/43; Consumer Credit (High Net Worth Exemption) Instrument 2020/44; Financial Crime Guide (Amendment No 4) Instrument 2020/45; Exiting the European Union: Handbook (Amendments) Instrument 2020/47; Exiting the European Union: Handbook (Amendments) (No 2) Instrument 2020/48; Technical Standards (Payment Services Directive) (EU Exit) (No 2) Instrument 2020/49; Technical Standards (Prospectus Regulation) (EU Exit) Instrument 2020/50; Technical Standards (Securitisation Regulation) (EU Exit) Instrument 2020/53; Technical Standards (Securitisation Regulation) (EU Exit) Instrument (No 2) 2020/54; Technical Standards (Transparency Directive) (EU Exit) (No 2) Instrument 2020/55; Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020/57; Exiting the European Union: Miscellaneous (Amendments) (No 2) Instrument 2020/58; Technical Standards (Fourth Money Laundering Directive) (EU Exit) Instrument 2020/59 and EU Exit (“IP Completion Day” and Time-Related Amendments) Instrument 2020/60 (FOS 2020/4). Instruments may be downloaded via the second link. Feedback to CP19/27, CP19/33 and CP20/4 is included in the Notice.
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  • FOS: Complaints data

    01/10/2020
    FOS has published complaints data for H1 2020.
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  • ECB: Article by Yves Mersch: ECB raises the bar on bank governance

    01/10/2020
    ECB has published the text of an article by Yves Mersch in which he discusses ECB's plans to “examine more closely... the individual accountability of board members: directors who are guilty of misconduct, or who turn a blind eye to the misconduct of their peers, will no longer be able to hide behind the collective responsibility of the board. The Guide will also clarify when and how the emergence of new material facts could result in us reassessing the suitability of existing bank directors”.
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  • ECB/ESRB: Risk Dashboard

    01/10/2020
    ECB/ESRB has published the latest edition of its Risk Dashboard along with a note of the ESRB Board meeting of 24... September 2020. Topics include: the economic consequences of Covid-19, credit rating agencies and the impact of downgrades of corporate bonds (see ESRB’s letter to EC and ESMA – third link below) and LEI.
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