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Showing 61 - 70 of 19122 matches filtered by 'news item'

  • ESMA: The functioning of organised trading facilities

    25/09/2020
    ESMA's consultation includes an overview of the functioning of the organised trading facilities regime. It discusses their definition and the... definition of multilateral systems, the use of discretion in the execution of orders; the current practice with regard to the use of matched principal trading and the boundaries of trading venues’ authorisation. Responses are required by 25 November 2020..
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  • FCA: Update following the recent coronavirus restrictions statements

    25/09/2020
    Further to the Government’s statement on 22 September 2020, FCA states that firms should continue to follow Government advice on working... from home until notified otherwise.
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  • ESMA: Benchmark administrators under the Benchmarks Regulation

    25/09/2020
    ESMA has published a consultation on fees for benchmarks administrators under the Regulation. It includes proposals for fees to be... paid by third country administrators under the recognition regime and by administrators of a critical benchmark. Responses are required by 6 November 2020.
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  • FSB: 2020 roundtable on external audit

    25/09/2020
    FSB has published a synopsis of the roundtable meeting which took place on 23 September 2020.
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  • EBA: 2020-EU wide transparency exercise

    25/09/2020
    EBA has launched its annual EU-wide transparency exercise, intended to provide information on the financial conditions of EU banks (including the... UK) as at June 2020. EBA expects to publish the results at the beginning of December 2020.
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  • BoE: Quarterly Bulletin Q3 2020

    25/09/2020
    This edition contains an article on the impact of Covid-19 on businesses’ expectations.
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  • FSB: OTC derivatives transactions

    25/09/2020
    FSB has announced that LEI ROC is to become the international governance body for the globally harmonised identifiers used to track... over-the-counter (OTC) derivatives transactions.
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  • ESMA: EEA prospectus activity in 2019

    25/09/2020
    The latest edition of ESMA’s annual report notes that the number of prospectus approvals across the EEA fell by 8% compared... to 2018. This decrease continues the downward trend observed since the 2008 financial crisis.
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  • ESMA: MAR review

    24/09/2020
    Further to its 2019 consultation, ESMA has published a review of MAR, which concludes that it has worked well in practice... and is fit for purpose. The report sets out a number of recommendations, including with regard to the following: market soundings; benchmark provisions and the interplay between MAR and collective investment undertakings and withholding tax reclaim schemes. Other specific areas discussed include inside information and disclosure; pre-hedging; buy-back programmes; insider lists; managers’ transactions; the establishment of an EU framework for cross-market order book surveillance; sanctions for insider dealing and market manipulation and the cross border enforcement of sanctions.
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