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Showing 61 - 70 of 16841 matches filtered by 'news item'

  • ESMA: Alignment of MiFIR with the changes introduced by EMIR Refit

    04/10/2019
    ESMA has published this consultation on possible amendments to the trading obligation under MiFIR following the introduction of EMIR Refit. The... recent changes introduced to EMIR via Refit modify the scope of counterparties subject to the clearing obligation – exemption for small financial counterparties and modified determination of non-financial counterparties. The introduction of EMIR Refit has not been accompanied by direct amendments to MiFIR, which currently leads to a misalignment between the scope of counterparties subject to the clearing obligation under EMIR and the derivatives trading obligation under MiFIR. ESMA’s initial proposal in the CP would be to formulate a recommendation to the EC to align the scope of counterparties subject to the clearing and the trading obligation. Reponses are required by 22 November 2019.
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  • ESMA: Frequent batch auctions and the DVC mechanism

    04/10/2019
    ESMA has published an Opinion on frequent batch auctions and the double volume cap mechanism.
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  • ESMA: Speech by Steven Maijoor

    04/10/2019
    Text of Steven Maijoor’s speech of 4 October 2019 follows. Topics include: enhancing ESMA’s role and responsibilities; strengthening the supervision... of EU and non-EU CCPs and Brexit.
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  • FMSB: Information and confidentiality

    04/10/2019
    FSMB has published the final version of a statement of good practice which aims to bring clarity to the issue of... sharing information in fixed income and commodities markets and dealing with confidential information within a firm.
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  • FCA: Primary Markets Bulletin 24

    03/10/2019
    Topics include changes to the Knowledge Base; an update on Brexit; an update on the Prospectus Regulation; proposals with regard to... the European single electronic format requirements.
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  • ESMA: Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT)

    03/10/2019
    ESMA has published a consultation setting out draft technical advice to the EC on specifying the conditions under which commercial terms... are to be considered fair, reasonable, non-discriminatory and transparent (FRANDT) where clearing service providers offer clearing services to clients. Responses are required by 2 December 2019.
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  • PMO: Statement by Boris Johnson

    03/10/2019
    Text of Boris Johnson’s statement to HoC on Brexit negotiations of 3 October 2019 follows.
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  • European Parliament: Brexit

    03/10/2019
    Following a briefing to MEPs on 2 October 2019 by Michel Barnier, the MEP Brexit Steering group has published a statement... with regard to the latest UK proposals.
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  • ESMA: MAR review report

    03/10/2019
    ESMA has published a consultation requested by the EC, covering such matters as: the possible inclusion of spot FX contracts within... the scope of MAR; the definition and delayed disclosure of inside information in different cases; the appropriateness of the trading prohibition and insider lists for persons discharging managerial responsibilities; a possible cross-market order book surveillance framework; cum/ex and multiple withholding tax reclaim schemes; and cross-border enforcement of sanctions. Responses are required by 29 November 2019.
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  • ESMA MiFID II and MiFIR investor protection and intermediaries topics

    03/10/2019
    ESMA has updated its Q&A document.
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