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Showing 1 - 10 of 13645 matches filtered by 'Banking and finance'

  • ESMA: Impact of Brexit

    01/10/2020
    With regard to the impact of Brexit, ESMA has updated statements on its approach to the application of key provisions of... MiFID II/MiFIR and to the Benchmark Regulation.
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  • ECB: Speech by Andrea Enria: An evolving supervisory response to the pandemic

    01/10/2020
    Text of Andrea Enria’s speech of 1 October 2020 follows in which he discusses ECB’s policy actions in relation to the... Covid-19 outbreak.
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  • FCA: TTP/Handbook

    01/10/2020
    FCA has published an updated version of the Handbook to show the rules that will apply at the end of the... transition period. FCA intends to apply the TTP on a broad basis from the end of the transition period until 31 March 2022. FCA notes that there are areas where it would not be appropriate for it to grant relief at the end of the transition period, including where doing so would not be consistent with its statutory objectives. FCA has listed a number of key areas where it expects firms and other regulated persons to be preparing to comply with changed obligations ready for 31 December 2020: The press release below sets out a number of links to further details, including: details on the list of exceptions; updated draft directions, draft annexes and TTP explanatory note; and a Brexit Handbook navigational guide.
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  • ECB: Article by Yves Mersch: ECB raises the bar on bank governance

    01/10/2020
    ECB has published the text of an article by Yves Mersch in which he discusses ECB's plans to “examine more closely... the individual accountability of board members: directors who are guilty of misconduct, or who turn a blind eye to the misconduct of their peers, will no longer be able to hide behind the collective responsibility of the board. The Guide will also clarify when and how the emergence of new material facts could result in us reassessing the suitability of existing bank directors”.
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  • FCA: Handbook Notice 80/Instruments

    01/10/2020
    FCA has published details of instruments passed at its Board meetings on 17 and 30 September 2020. These are: Value... Measures Reporting and Monitoring Instrument 2020/40; Allocation of the Responsibility for Insurance Distribution Activity or Mortgage Credit Directive Credit Intermediation Activity Instrument 2020/41; Reporting of Information about Directory Persons (Miscellaneous Amendments) Instrument 2020/42; Decision Procedure and Penalties Manual (Office for Professional Body Anti Money Laundering Supervision Regulations) Instrument 2020/43; Consumer Credit (High Net Worth Exemption) Instrument 2020/44; Financial Crime Guide (Amendment No 4) Instrument 2020/45; Exiting the European Union: Handbook (Amendments) Instrument 2020/47; Exiting the European Union: Handbook (Amendments) (No 2) Instrument 2020/48; Technical Standards (Payment Services Directive) (EU Exit) (No 2) Instrument 2020/49; Technical Standards (Prospectus Regulation) (EU Exit) Instrument 2020/50; Technical Standards (Securitisation Regulation) (EU Exit) Instrument 2020/53; Technical Standards (Securitisation Regulation) (EU Exit) Instrument (No 2) 2020/54; Technical Standards (Transparency Directive) (EU Exit) (No 2) Instrument 2020/55; Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020/57; Exiting the European Union: Miscellaneous (Amendments) (No 2) Instrument 2020/58; Technical Standards (Fourth Money Laundering Directive) (EU Exit) Instrument 2020/59 and EU Exit (“IP Completion Day” and Time-Related Amendments) Instrument 2020/60 (FOS 2020/4). Instruments may be downloaded via the second link. Feedback to CP19/27, CP19/33 and CP20/4 is included in the Notice.
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  • FOS: Complaints data

    01/10/2020
    FOS has published complaints data for H1 2020.
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  • BIS: Foreign exchange intervention and financial stability

    01/10/2020
    This BIS working paper considers the effects of sterilised foreign exchange market intervention in a model with financial frictions and imperfect... capital mobility.
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  • PRA: Regulatory digest

    01/10/2020
    PRA has published its regulatory digest for September 2020.
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  • ECB/ESRB: Risk Dashboard

    01/10/2020
    ECB/ESRB has published the latest edition of its Risk Dashboard along with a note of the ESRB Board meeting of 24... September 2020. Topics include: the economic consequences of Covid-19, credit rating agencies and the impact of downgrades of corporate bonds (see ESRB’s letter to EC and ESMA – third link below) and LEI.
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  • ECA: State aid to banks

    01/10/2020
    The ECA reports on concerns over the granting of state aid to banks from 2013 to 2018 and calls for the... current rules to be re-evaluated.
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