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Showing 9121 - 9130 of 10480 matches filtered by 'Funds and asset management'

  • FSB: Regional Consultative Group for the Americas

    29/05/2015
    FSB has published a short note of the seventh meeting of the above, which took place in Mexico on 28 May... 2015.. Specific topics under discussion included: the draft TLAC standard, recent work by BIS and FSB’s work on market-based finance and asset management activities.
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  • FCA: CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    28/05/2015
    FCA notes that it has reviewed both the existing rules in force and the rules in FSA PS09/192 that were deferred... from implementation until 31 December 2015. Current capital requirements will be replaced on 31 December 2015 by the PS09/19 rules unless FCA revokes the Handbook provisions included in PS09/19. This CP sets out FCA’s alternative approach to the requirements and associated rule changes, with a view to the regulator issuing a PS and Handbook changes in the autumn. FCA proposes to implement the new requirements from 30 June 2016, with transitional provisions for some requirements. Responses to the CP are required by 7 September 2015.
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  • FOS: Amendments to rules ADR and pension transfers

    28/05/2015
    FOS has published proposed amendments to scheme rules, affecting businesses subject to its Compulsory Jurisdiction and Voluntary Jurisdiction, in DISP and... GLOSS. Responses are required by 2 June 2015.
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  • EC: BRRD

    28/05/2015
    The EC has requested 11 EU countries (Bulgaria, the Czech Republic, France, Italy, Lithuania, Luxembourg, the Netherlands, Malta, Poland, Romania and... Sweden) to fully implement the BRRD, The EC's request takes the form of a reasoned opinion, the second stage of the EU infringement procedures. If these countries fail to comply within two months, the EC may decide to refer them to the ECH.
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  • EIOPA: Workshop for participating IORPs in the occupational pensions stress test and quantitative assessment

    28/05/2015
    EIOPA has published presentation materials from the above-mentioned event, which took place on 19 May 2015 in Frankfurt. These may... be downloaded individually via the following link.
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  • FCA: Response to the EC consultation on the review of the Prospectus Directive

    27/05/2015
    FCA has published its response to the consultation in which it advocates what it describes as “a relatively significant re-structuring” of... the Prospectus Directive.
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  • HMG: The Queen’s Speech

    27/05/2015
    Legislation announced in the Queen’s Speech includes the Bank of England Bill, intended to build on the changes made in the... Financial Services Act 2012 and to strengthen BoE’s governance and accountability.
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  • EIOPA: Occupational pensions stress test

    27/05/2015
    EIOPA has published updated reporting templates and a DC module spreadsheet calculation tool for the occupational pensions stress test.
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  • PRA: CP19/15: Contractual stays in financial contracts governed by third-country law

    26/05/2015
    The CP proposes a new rule for the PRA Rulebook requiring the contractual adoption of UK resolution stays in certain financial... contracts governed by the law of a jurisdiction outside the EEA. The proposed rule would prohibit firms from creating new obligations or materially amending an existing obligation under such a financial contract without the required counterparty agreement. The prohibition applies unless the counterparty has agreed in writing to be subject to similar restrictions on early termination and close-out to those that would apply as a result of the firm’s entry into resolution. Relevant firms that are parent undertakings would be obliged to ensure that their subsidiaries that are credit institutions, investment firms or financial institutions also trade on this basis. Responses are required by 26 August 2015. PRA expects to publish a PS with the final rule towards the end of the year.
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