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Showing 9081 - 9090 of 10480 matches filtered by 'Funds and asset management'

  • ESMA: Statement by Steven Majoor at ECON: Scrutiny of delegated acts and implementing measures

    16/06/2015
    ESMA has published the text of the above, given in Brussels in 16 June 2015, in which he discusses aspects of... MiFID II/MiFIR, particularly non-equity transparency, position limits and the test of whether non-investment firms perform investment services as an ancillary activity to their main business.
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  • European Parliament: Capital Markets Union: more investment across the EU and more funds for SMEs

    16/06/2015
    This press release provides information on a resolution passed by MEPs and notes that they also voted on question to the... EC concerning the CMU to be tabled at the plenary session in July 2015.
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  • PRA: Annual Report & Accounts 2015

    15/06/2015
    PRA’s Annual Report reviews its 2014 work, sets out a business plan for 2015/16. Andrew Bailey notes in his introduction... that “I regard the discussions we have with boards of firms on our supervisory priorities as among the most important things that we do. But I want to be clear that it is not our intention to change the principles of good governance and we do not wish to create artificial barriers within firms, particularly between legal entities. Rather, our overriding objective is to ensure clarity on who is responsible for safety and soundness and policyholder protection”. A separate news item covers BoE’s Annual Report, also published today.
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  • BoE: Annual Report 2015

    15/06/2015
    BoE’s Annual Report considers its 2014 work, including work undertaken by PRA and FPC. A separate news item covers PRA’s... Annual Report, also published today.
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  • EC: Data Protection Regulation

    15/06/2015
    The EC reports that ministers in the Justice Council have agreed a general approach on the EC proposal on the Data... Protection Regulation. Trilogue negotiations with the European Parliament and the Council will start on 24 June 2015, with the intention of reaching a final agreement by the end of 2015.
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  • FCA: PS15/14: Restrictions on the retail distribution of regulatory capital instruments

    12/06/2015
    Further to CP14/23, which had invited comments on proposed permanent rules to replace temporary product intervention rules restricting the retail distribution... of contingent convertible securities (cocos) and on new requirements when certain regulatory share capital instruments are issued by mutual societies, inc, FCA has now published this PS. With regard to the proposals on cocos, FCA has made some changes to the rules, changing the scope so they apply only when firms sell or promote (or approve promotions) to retail clients. Other intermediation activities that give effect to transactions in cocos will not be in scope of the permanent rules. With regard to mutual society shares, FCA has agreed to change the investment cap for ordinary retail investors to 10%. Rules set out in Appendix 1 come into force on 1 July 2015 for mutual society shares and on 1 October 2015 for cocos. The temporary rules on cocos will remain in force until 1 October 2015.
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  • FCA: Handbook Notice 22/Instruments

    12/06/2015
    FCA has published details of instruments passed at its Board meetings on 4 June 2015. These are: Pension Transfer and... Conversions Instrument/2015/28; Product Intervention (Contingent Convertible Instruments and Mutual Society Shares) Instrument 2015/29; Insurance: Conduct of Business Sourcebook (Guaranteed Asset Protection Contracts) Instrument 2015/30; Supervision Manual (Remuneration Reporting No 3) Instrument 2015/32 and Mortgage Credit Directive (Consumer Buy-to-Let) Instrument 2015/33. Instruments are available to download via the second link.
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  • FCA: Policy Development Update 23

    12/06/2015
    This provides information about recently issued publications and an updated timetable for forthcoming publications.
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  • FSB/IOSCO: Assessment methodologies for identifying NBNI G-SIFIs

    12/06/2015
    Further to this March 2015 consultation, FSB and IOSCO have published responses, which are available to download individually via the following... link.
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  • HMT: George Osborne: Mansion House speech (10 June 2014)

    11/06/2015
    Text of the speech follows. Topics include: the Fair and Effective Markets Review, bank share sell-offs (including a link to... a letter from Mark Carney on this matter) and concerns over the eurozone and regulation.
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