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Showing 81 - 90 of 10476 matches filtered by 'Funds and asset management'

  • PRA: PS7/22: Responses to Occasional Consultation Paper

    08/08/2022
    Further to CP3/22, PRA has now published this OCP PS. These concern minor amendments with respect to Solvency II, CRR,... consequential amendments arising from the IFPR, and amendments to the Pillar 3 liquidity disclosure template and instructions.
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  • ESMA: European sustainability reporting standards

    08/08/2022
    ESMA has published its response to EFRAG’s consultation on the first set of draft European sustainability reporting standards.
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  • FCA: Appointment

    05/08/2022
    FCA has appointed Ruairi O’Connell from the Home Office as the new Director of International. He will be responsible for... helping to shape FCA’s international strategy and overseeing the regulator’s international engagement, including matters arising from Brexit.
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  • FCA: Whistleblowing quarterly data

    04/08/2022
    FCA has published data on the number of new whistleblowing reports we received in Q1 2022 and how the information was... received.
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  • ESMA: CSDR

    04/08/2022
    ESMA has updated its Q&A document.
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  • PRA: Short term repo facility

    04/08/2022
    PRA’s statement sets out its approach to BoE’s short term repo facility.
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  • BIS/IOSCO: Central counterparty practices to address non-default losses

    04/08/2022
    This discussion paper seeks to advance industry efforts and foster dialogue on the key concepts and processes used by CCPs. It... outlines current practices at various CCPs to address non-default losses in business as usual, recovery and orderly wind-down scenarios. Responses are required by 4 October 2022.
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  • FCA: PS22/11: Improvements to the Appointed Representatives regime

    03/08/2022
    Further to CP21/34, FCA has published feedback and final rules. Para 1.36 sets out, in tabular form, a summary of... feedback and FCA’s response. Amongst other matters, FCA has reduced the pre-notification period for new AR appointments from 60 calendar days to 30 calendar days. FCA has introduced a 4 month implementation period before the changes take effect, so these will come into force on 8 December 2022. FCA has put in place transitional arrangements to give firms more time to comply with some of the new rules, particularly those that require firms to submit information on an on-going basis and to review their ARs and self-assess annually. FCA notes that it has been working with HMT to explore whether legislative change is needed and will be considering the next steps in relation to the discussion topics after publishing this PS.
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  • FCA: Board minutes

    03/08/2022
    FCA has now published the minutes of its 23 June 2022 meeting. Topics discussed include: the new consumer duty; the... Complaints Commissioner’s Annual Report and reactions to FCA interventions.
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  • BIS: Entity-based vs activity-based regulation

    03/08/2022
    This report proposes a framework for classifying financial stability regulation as either entity or activity based, relates this framework to the... classification of regulatory measures as either micro- or macroprudential and applies it to the regulation of banks, non-bank financial intermediaries and big techs.
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