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Showing 81 - 90 of 9422 matches filtered by 'Funds and asset management'

  • ESMA: MAR

    06/08/2021
    ESMA has updated its Q&A document.
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  • EC: Changes to list of equivalent third countries under CRR

    06/08/2021
    The EC is consulting on the text of an implementing decision which adds Bosnia and North Macedonia to the list of... equivalent third countries as regards supervisory and regulatory arrangements for credit institutions in those countries and establishes a new list of equivalent third countries for the large exposure framework, Responses are required by 3 September 2021.
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  • FCA: Application for ROIE status

    06/08/2021
    FCA has published a revised Direction, pursuant to s287(2) FSMA with regard to the manner in which an applicant having neither... its head office nor its registered office in the UK must make an application under s287(1) FSMA for an order declaring it to be a recognised investment exchange. This replaces the Direction published on 14 September 2018.
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  • ESMA: Use of fintech by CSDs

    06/08/2021
    ESMA has published its report to the EC, setting out its recommendations in relation to the CSDR review. Areas covered... include: issues related to securities accounts, credits, debits, segregation requirements and reconciliation requirements; operational requirements; settlement of securities and of cash in a DLT environment and settlement finality.
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  • EC: UCITS

    06/08/2021
    The EC is consulting on a proposed Directive amending UCITS with regard to the use of key information documents by management... companies of UCITS. Responses are required by 9 September 2021.
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  • FSSC: Inclusion measurement guide

    06/08/2021
    FSCC’s inclusion measurement guide is intended to improve the measurement of inclusion across the financial services sector.
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  • HMT/PMO: Open letter to UK institutional investors

    05/08/2021
    Boris Johnson and Rishi Sunak have published an open letter to UK institutional investors which challenges them to consider investing... a greater proportion of their capital in long-term UK assets. It suggests that, currently, global investors, including pension funds from Canada and Australia, are benefitting from the opportunities that UK long term investments afford, while UK institutional investors are under-represented in owning UK assets. The letter also notes that FCA will launch in the autumn a framework for the Long Term Asset Fund, a new vehicle for long-term investment.
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