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Showing 71 - 80 of 179 matches filtered by 'Asset management'

  • FCA: Asset management market study

    04/08/2016
    FCA now plans to publish interim findings in Q4 2016 (rather than summer 2016 as stated in FCA’s Business Plan) and... a final report in early 2017.
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  • ESMA: Call for evidence on asset segregation and custody services under AIFMD and UCITS

    15/07/2016
    Further to a December 2014 consultation, ESMA is now publishing a call for evidence which has a broader scope than the... consultation, noting it is particularly interested in views on any asset segregation regime which ensures assets are clearly identifiable as belonging to the AIF or UCITS, and which provides investors with robust protection by avoiding ownership of the assets being called into question in the event of insolvency. Responses are required by 23 September 2016.
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  • EIOPA: Thematic review of market conduct – unit-linked life market

    05/07/2016
    EIOPA has announced the launch of an EU-wide thematic review of market conduct among insurance companies operating in the unit-linked life... insurance market, which is intended to cover 60% of each national market in terms of both gross written premiums and assets of unit-linked funds. EIOPA will analyse how remuneration paid by asset managers to insurers could influence their choice of investments and how this choice could impact policyholders. National competent authorities will assist in the review by identifying participating insurance companies, gather data and act as primary contact points for insurers. . Participating insurance companies are expected to report back by September 2016 and the results of the thematic review will be announced in early 2017.
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  • FSB: Proposed policy recommendations to address structural vulnerabilities from asset management activities

    23/06/2016
    FSB’s consultation sets out 14 proposed policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial... stability risks. These include liquidity mismatch between fund investments and redemption terms and conditions for fund units; leverage within investment funds; .operational risk and challenges in transferring investment mandates in stressed conditions; and securities lending activities of asset managers and funds. Responses are required by 21 September 2016.
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  • IOSCO: Data gaps in the asset management industry

    23/06/2016
    IOSCO has published a statement outlining its priorities regarding data gaps in the asset management industry, stating that that more needs... to be done to enhance the data collected in this sector and is analysing what data needs should be prioritised.
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  • FSB: Meeting of the Regional Consultative Group for the Americas

    01/06/2016
    FSB has published a short note of a meeting of the above, which took place in Canada on 26/27 May 2016..... Specific topics under discussion included: the draft TLAC standard, recent work by BIS and FSB’s work on correspondent finance and asset management activities.
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  • EC: Speech by Jonathan Hill: A review of the EU regulatory framework for financial services

    19/05/2016
    The EC has published this speech, made at a public hearing with regard to the call for evidence published in September... 2015, on 17 May 2016. Specific topics include: proportionate regulation in the banking and asset management sectors; a forthcoming consultation on passporting for asset managers; venture capital funds;proportionality with regard to various Regulations.
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  • EBA: Calls for advice on own fund requirements and NSFR

    18/05/2016
    EBA has published the text of a letter it has sent to the EC with regard to the latter’s revision of... the own fund requirements for market risk, counterparty credit risk, exposures to central counterparties, large exposures and the net stable funding requirement.
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  • IOSCO: Annual Conference

    12/05/2016
    IOSCO has published a note concerning its Annual Conference, taking place in Lima. Topics under discussion include: investor protection and... education, and the opportunities and challenges of fintech; asset management issues; an enhanced MMoU and cyber risk.
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  • FSB: Regional Consultative Group for Europe

    09/05/2016
    FSB has published a short note on the tenth meeting of the above, which took place on 9 May 2016. ... Specific topics under discussion included: cross-border regulation and crisis resolution; the resilience of private pension schemes resilience; challenges related to market liquidity risks, market-based finance and asset management activities.
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