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Showing 71 - 80 of 16552 matches

  • EIOPA: Symmetric adjustment of the equity capital charge for Solvency II

    06/08/2019
    EIOPA has published the monthly update on the above as at the end of July 2019.
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  • EIOPA: Information for Solvency II relevant risk free interest rate term structures

    06/08/2019
    EIOPA has published the monthly update on the above as at the end of July 2019.
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  • ESRB: Decision in relation to reporting

    06/08/2019
    Decision of ESRB of 28 June 2019 on the postponement of certain reports on actions and measures taken pursuant to Recommendation... ESRB/2014/1 and Recommendation ESRB/2015/2 of ESRB has been published in the Official Journal.
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  • HoC Work & Pensions Committee: Pension costs and transparency

    05/08/2019
    The Committee's report calls for funds to be obliged to disclose costs in a uniform template; reiterates its call for a... 0.75% charge cap on FCA decumulation pathways and raises concerns over FCA's work with regard to tackling scams. It also considers the establishment of a Pensions Dashboard.
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  • EBA: Basel III reforms

    05/08/2019
    Further to an EC call for advice, EBA has published its advice on the implementation of Basel III in the EU.... It includes a quantitative analysis of the estimated impact based on data from 189 banks and a set of policy recommendations.
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  • FCA: SMCR banking stocktake report

    05/08/2019
    FCA's webpage sets out the findings of its review of the embedding of SMCR in the banking sector. It covers:... embedding issues; senior manager accountability; certification; regulatory references; conduct rules and the impact on culture. FCA's findings suggest that firms have not always sufficiently tailored their conduct rules training to job roles, that there was insufficient evidence to be confident that firms have clearly mapped the conduct rules to their values and many firms were often unable to explain what a conduct breach looked like in the context of their business. FCA states that it will increase its supervisory focus on the conduct rules.
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  • TSC: The work of the FCA: the perimeter of regulation

    02/08/2019
    TSC's report states that the informal system for FCA requesting changes to the regulatory perimeter from HMT is insufficient and that... the current system has created a grey area between regulated and non-regulated activities which has been exploited. TSC suggests that FCA should obtain formal powers to recommend changes to perimeter of regulation to HMT with all recommendations publicly disclosed, adding that the regulator's current inability to gather information on the risks to consumers both at and beyond the perimeter means that it will always be reactive. It further recommends that HMT undertake research to determine whether FCA should gather data from non-regulated entities and if HMT does not implement the recommended changes it should report annually on the work it will do to monitor the perimeter of regulation.
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