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  • FCA/PRA: CP22/1: Financial Services Compensation Scheme – management expenses levy limit 2022/23

    12/01/2022
    The regulators are consulting on the MELL for FSCS. The proposed MELL is £110.5m for 2022/23, consisting of a management... expenses budget of £95.5m and an unlevied contingency reserve of £15m. Responses are required by 14 February 2022.
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  • PRA: Insurance supervision – 2022 priorities

    12/01/2022
    PRA has published this “Dear CEO” letter, which updates relevant firms on the regulator’s 2022 priorities for life and general insurers... operating in the UK. Areas covered include: climate-related risks; operational resilience; Solvency II and third party branches operating in the UK.
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  • PRA: PS1/22: Insurance business transfers

    12/01/2022
    Further to CP16/21, PRA has published feedback and its updated SoP in relation to insurance business transfers. The expectations in... the SoP take effect on 12 January 2022.
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  • PRA: UK deposit takers supervision – 2022 priorities

    12/01/2022
    PRA has published this “Dear CEO” letter, which updates relevant firms on the regulator’s 2022 priorities. Areas covered include: climate-related... risks; operational resilience; credit risk and model risk; reporting/data quality.
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  • ECB: Statement by Andrea Enria

    12/01/2022
    ECB has published this statement on the European banking sector given to the European Affairs Committee and Finance Committee of the... French Senate on 12 January 2022.
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  • FOS: Independent periodic review

    12/01/2022
    TSC has published a letter from FOS which sets out answers to TSC’s to questions raised in relation to the recent... review.
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  • EC: IFR Delegated Regulations

    11/01/2022
    The following have been published in the Official Journal: (i) Commission Delegated Regulation (EU) 2022/25 of 22 September 2021 supplementing IFR... with regard to regulatory technical standards specifying the methods for measuring the K-factors referred to in Article 15 of that Regulation; (ii) Commission Delegated Regulation (EU) 2022/26 of 24 September 2021 supplementing IFR with regard to regulatory technical standards specifying the notion of segregated accounts to ensure client money’s protection in the event of an investment firm’s failure.
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  • FCA: FS22/1: Accessing and using wholesale data/Market studies

    11/01/2022
    Further to a call for input published in March 2020, FCA’s feedback statement notes concerns that limited competition in the markets... for benchmarks and indices, credit ratings and trading data may increase costs for investors and affect investment choices. FCA is to launch two market studies and gather further information to investigate access to wholesale data. The first of these, to begin this summer, will look at concerns that complex contracts for benchmarks and indices prevent switching to cheaper, better quality or more innovative alternative providers. By the end of the year, FCA will launch a second market study to assess whether high charges for access to credit ratings data is adding costs to investors and limiting new market entrants. FCA will also now begin gathering further information on competition in the market for wholesale trading data.
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  • EC: Short Selling Regulation Delegated Regulation

    11/01/2022
    Commission Delegated Regulation (EU) 2022/27 of 27 September 2021 amending the SSR as regards the adjustment of the relevant threshold for... the notification of significant net short positions in shares has been published in the Official Journal.
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  • FCA: UK securities repositories

    11/01/2022
    FCA has announced the registration of the first UK securitisation repositories (with effect from 17 January 2022).
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