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Showing 51 - 60 of 12055 matches filtered by 'Banking and finance'

  • FMSB: Speech by Mark Yallop: Behaving fairly: artificial intelligence and conduct in wholesale markets

    03/12/2019
    Text of this speech of 2 December 2019 follows in which Mark Yallop discusses aspects of machine learning in wholesale markets,... including risks that might arise when wider adoption of machine learning in wholesale markets occurs.
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  • EBA: Factsheet for consumers

    03/12/2019
    EBA has published a factsheet which is intended to raise awareness on key steps consumers should consider when choosing online or... mobile banking services.
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  • ESMA: National thresholds below which the obligation to publish a prospectus does not apply

    03/12/2019
    ESMA has published an updated version of this note which adds Liechtenstein to the table and incorporates changes to the rules... and/or relevant links related to Cyprus, Czech Republic, France, Germany, Lithuania, Luxembourg, Norway and Slovakia.
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  • Complaints Commissioner: FCA00648

    03/12/2019
    The complainant had contacted FCA to obtain the definition of a “legal mortgage” as stated in PERG 4.4.16. He was... advised that FCA could not define the term and to seek legal advice. FCA responded to the Commissioner with an explanation the definition of a regulated mortgage contract in broad terms, which the Commissioner states is “a reasonable explanation of the position”. He also notes that “it is right that the FCA does not give legal advice to consumers on legal definitions. Equally, the FCA should be able to explain to consumers, at least in broad terms, which kinds of product are regulated by the FCA”.
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  • EBA: Risk assessment of the European banking system

    02/12/2019
    EBA’s annual report is accompanied by the results of the 2019 EU-wide transparency exercise, which provides detailed information for over 130... banks across the EU.
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  • FSB: Evaluation of the effects of financial regulatory reforms on SME financing

    02/12/2019
    Further to its June 2019 consultation, FSB has now published its final report, a technical annex and an overview of responses,... all of which may be downloaded via the following link. FSB notes that it intends to publish a consultation with regard to an evaluation on the effects of too-big-to-fail reforms for systemically important banks in June 2020 and an evaluation on the effects of money market fund reforms in mid-2020.
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  • PRA: Regulatory digest

    02/12/2019
    PRA has published its regulatory digest for November 2019.
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  • EC: ESFS reform

    02/12/2019
    In what it describes as a first fundamental review of the functioning of the European system of financial supervision, the Council... has published adopted texts which comprise a regulation amending the ESAs (it is noted that provisions reinforcing EBA’s role concerning risks posed to the financial sector by money laundering activities are included), a Regulation amending ESRB and a Directive amending MiFID/Solvency II. It is stated that the set will be signed on 18 December 2019 and published in the Official Journal by the end of the year.
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  • ESMA: CRA market share calculation

    29/11/2019
    ESMA has published its annual market share calculation for EU registered credit rating agencies for 2019. It notes that the... three largest agencies account for 92.1% of the market for credit rating agencies in the EU, a 2.7% increase on 2018.
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  • ESMA: Alignment of MiFIR with the changes introduced by EMIR Refit

    29/11/2019
    Further to its October 2019 consultation, ESMA has published the responses, which are available to download individually via the following ...link.
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