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Showing 41 - 50 of 7884 matches filtered by 'Funds and asset management'

  • HMT: Securitisation repository application arrangements under the UK Securitisation Regulation

    30/07/2020
    HMT's statement sets out its intention to facilitate FCA’s consideration of applications of securitisation repositories under the UK Securitisation Regulation.
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  • ESMA: Short Selling Regulation Decision

    30/07/2020
    ESMA’s Decision (EU) 2020/1123 of 10 June 2020 renewing the temporary requirement to natural or legal persons who have net short... positions to temporarily lower the notification thresholds of net short positions in relation to the issued share capital of companies whose shares are admitted to trading on a regulated market to notify the competent authorities above a certain threshold in accordance with the Short Selling Regulation has now been published in the Official Journal.
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  • EIOPA: Financial stability report

    30/07/2020
    This edition of EIOPA’s report on the (re)insurance and occupational pensions sectors in the EEA highlights concerns over the effects of... Covid-19. The report includes two thematic articles which look at the EU sustainable finance taxonomy from the perspective of the insurance and reinsurance sector and the impact of EIOPA’s statement on insurers’ dividends.
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  • FCA: Vulnerable consumers

    29/07/2020
    FCA has set out new best practice guidance for firms to do more to protect vulnerable consumers in a guidance consultation... which incorporates feedback from stakeholders following the first phase of consultation in July 2019. The guidance aims to provide a framework that allows all firms to accurately assess whether they are treating vulnerable consumers fairly. Responses are required by 30 September 2020. FCA has also published research on vulnerable consumers’ experiences of dealing with financial services firms and number of in-depth case studies. FCA notes that, although it found many examples of good practice, it is also aware of cases where vulnerability is either not considered by firms or positively exploited for gain. Documents may be downloaded via the following link.
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  • JMLSG: Guidance

    29/07/2020
    JMLSG has published a new annex within Part I: Annex 5-V (pooled client accounts) and a new sectoral piece within Part... II: Sector 22 (cryptoasset exchange providers and custodian wallet providers). There is also a minor amendment to paragraph 5.3.53 within Part I.
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  • FSB: Peer review of Germany

    29/07/2020
    The peer review considers progress with data collection for macroprudential analysis; the availability and use of macroprudential tools in Germany; and... how authorities assess and manage risks to financial stability from non-bank financial intermediation. It also includes recommendations to strengthen the macroprudential framework.
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  • ESMA: 2018 discharge process

    29/07/2020
    ESMA has submitted an Opinion on the European Parliament’s observations made in the 2018 discharge process. It discusses matters such... as supervisory fees for credit ratings agencies and trade repositories.
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  • EC: Crowdfunding Regulation

    29/07/2020
    The Council has published a Communication to the European Parliament with regard to its position on the adoption of a Regulation... on European crowdfunding service providers for business and a Directive amending MiFID. It notes that the Council adopted its position on 20 July 2020 (second link below) and the Communication provides a synopsis of changes to the original EC proposal.
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  • EC: Capital markets recovery package

    28/07/2020
    This initiative is part of the EC’s overall Covid-19 recovery strategy and proposes targeted changes to capital market rules The... package contains targeted adjustments to the Prospectus Regulation, MiFID and the Securitisation Regulation. Adopted texts may be accessed via the following link, along with a Q&A document.
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  • EC: Sustainable finance – obligation for certain companies to publish non-financial information

    28/07/2020
    The EC has published a roadmap for consultation. Responses are required by 25 August 2020.
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