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Showing 31 - 40 of 9422 matches filtered by 'Funds and asset management'

  • FATF: Iceland - AML/CTF measures

    06/09/2021
    FATF’s report has re-rated the country fully compliant on Recommendation 28 (regulation and supervision of designated non-financial businesses and professions). ... Iceland will remain in enhanced follow-up and will continue to report back to FATF on its progress.
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  • FCA: Green fintech challenge and digital sandbox

    06/09/2021
    FCA has announced that applications for the Green FinTech Challenge 2021 and the Second Digital Sandbox pilot have opened. This... webpage sets out details to help firms understand which service to apply for.
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  • PRA: Statement on remuneration benchmarking and high earners 2020 submissions

    03/09/2021
    PRA’s statement updates regulated firms within scope on the submissions. PRA expects submission of reports by 30 September 2021.
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  • ESMA: Benchmarks

    03/09/2021
    ESMA has published the text of a letter from the Euro Risk Free Rates Working Group to the EC with regard... to the transition from EONIA to €STR.
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  • FCA: CP21/27: QCP No. 33

    03/09/2021
    The latest edition of FCA’s QCP invites comments on proposals in relation to: GI value measures reporting; moving application forms from... the Handbook; amendments to the Handbook to reflect branding changes by MAS; the amendment of LIBOR references in the Handbook; consequential changes to the Prospectus Regulation Rules and Listing Rules to align with changes to prospectus regime guidance; changes to reporting requirements in SUP; amendments to rules on corporate reporting in machine-readable electronic format under DTR 4 27; and the UK Emissions Trading Scheme. Responses must be received by 27 September 2021 (GI reporting); 4 October 2021 (application forms) and 11 October 2021 for other items.
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  • HMT: UK-India 11th economic and financial dialogue: joint statement

    02/09/2021
    The joint statement sets out details of the call held between Rishi Sunak and Nirmala Sitharaman on 2 September 2021. ... Topics include: financial services, fintech and sustainable finance.
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  • FRC: Reporting on risks, uncertainties, opportunities and scenarios

    02/09/2021
    FRC’s report outlines what investors want to understand from corporate reporting on risks, uncertainties, opportunities and the use of scenarios. ... The report suggests that there remains a gap between the information users want and the disclosures that organisations provide, adding that this disclosure gap looks set to widen with climate-related uncertainty and an increased demand for enhanced ESG reporting.
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  • HMT/Home Office: Countering terrorist financing

    02/09/2021
    This guidance note sets out HMG’s approach to tackling terrorist financing and provides an overview of the counter-terrorism sanctions regimes. ... It concludes that HMG continues to build its understanding and awareness of emerging terrorist financing trends by working closely with organisations which include financial institutions, FATF and banking sectors to exchange and analyse this information.
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  • PRA: Prudential regulation

    01/09/2021
    Andrew Bailey, chair of the Prudential Regulation Committee, has responded to Rishi Sunak’s letter of 23 March 2021 concerning the latter’s... recommendations to PRC.
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  • FCA: Pension transfers redress guidance

    01/09/2021
    FCA’s statement confirms that it intends to start a periodic review of the redress guidance by the end of 2021. ... FCA also sets out its expectations of firms while the review is ongoing, including clarifying how firms should be applying or interpreting the guidance in certain areas.
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