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  • ESMA: Double volume cap data

    08/08/2019
    ESMA has published the latest set of double volume cap data under MiFID II.
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  • DWP: The Pensions Ombudsman - dispute resolution and widening of jurisdiction

    08/08/2019
    Further to a December 2018 consultation, DWP has published a feedback statement which sets out the Government's response to feedback. ... It is noted that the Government will be seeking to bring forward legislation to provide a framework for the proposals in due course, adding that any amendments to signposting requirements will need to be set out in secondary legislation. If this is the case, the Government intends to bring draft regulations forward to follow on from the necessary primary legislation following further conversations with FCA.
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  • EBA: DGS Opinion

    08/08/2019
    EBA has published an Opinion on the implementation of the Deposit Guarantee Schemes Directive. It proposes changes in relation to... the current provisions on transfers of DGS contributions between DGSs, DGSs' cooperation with various stakeholders, the current list of exclusions from eligibility, current provisions on eligibility, depositor information, the approach to third country branches' DGS membership, the implications of the recent review of the ESAs, and cross-references to other EU regulations and EU directives. EBA notes that two other Opinions are forthcoming later in 2019.
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  • FCA: Board minutes

    08/08/2019
    FCA has now published the minutes of its 27 June 2019 meeting. Topics include: access to travel insurance; product intervention... measures in relation to CFDs and CFD-like options and the Complaints Commissioner’s Annual Report.
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  • FCA: Fixed income ETFs: primary market participation and resilience of liquidity during periods of stress

    07/08/2019
    This FCA research paper provides some evidence that alternative liquidity providers ’step in’ during times of market disruption.
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  • FCA/The Pensions Regulator: Pension scams

    07/08/2019
    The regulators have published this press release warning consumers with regard to pension scams. They note new research that indicates... that 42% of pension savers could be at risk of falling for at least one of six common tactics (set out in the press release) used by pension scammers.
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  • PRA: PS16/19: Regulatory reporting: EBA Taxonomy 2.9

    07/08/2019
    Further to CP19/18, this PS sets out the final rules updating the PRA reporting requirements for ring-fenced bank reporting, Capital+ reporting... and the scope of FINREP to be reported by certain firms that are not currently required under CRR to report FINREP.
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  • EBA/EIOPA/ESMA: PRIIPs consumer testing

    07/08/2019
    The ESAs have written to the EC with regard to the exclusion of a few options they proposed for presenting information... on performance scenarios to be tested during a consumer testing exercise.
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  • FCA/CMA: MoUs

    07/08/2019
    The regulators have published updated MoUs with regard to consumer protection and concurrent competition powers.
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