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Showing 11 - 20 of 10485 matches filtered by 'Funds and asset management'

  • BIS/IOSCO: Review of margining practices

    29/09/2022
    Further to an October 2021 consultation, BIS/IOSCO have published their final report, which sets out six areas for further policy work:... increasing transparency in centrally cleared markets; enhancing the liquidity preparedness of market participants as well as liquidity disclosures; identifying data gaps in regulatory reporting; streamlining variation margin processes in centrally and non-centrally cleared markets; evaluating the responsiveness of centrally cleared initial margin models to market stresses and evaluating the responsiveness of non-centrally cleared initial margin models to market stresses. A feedback statement has also been published.
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  • FCA: LIBOR

    29/09/2022
    FCA has announced that publication of 1- and 6-month synthetic sterling LIBOR will be required until the end of March 2023,... after which these settings will permanently cease. FCA intends to provide further feedback on its June 2022 consultation in regard to 1- and 6-month synthetic sterling LIBOR later this year.
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  • ESRB: Risk dashboard and warning

    29/09/2022
    Further to a meeting held on 22 September 2022, ESRB has published its latest risk dashboard and a warning on vulnerabilities... in the EU financial system.
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  • FOS: Ombudsman News 174

    28/09/2022
    This edition of Ombudsman News highlights recently published complaints data and new online guidance for consumers and businesses about unregulated collective... investment schemes.
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  • ESMA: Report on the review of the clearing thresholds under EMIR

    28/09/2022
    ESMA has published a feedback statement relating to its consultation published in November 2021 and final report published in June 2022.... ESMA considers that the amendments to EMIR proposed in the high-level response to the EC’s consultation on the targeted review of EMIR and published in April 2022, would address to a large extent many of the points raised by respondents.
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  • ESMA: DLT pilot regime

    27/09/2022
    ESMA has published its report on the DLT pilot regime and compensatory measures on supervisory data. ESMA has concluded that... there is no need to amend the regulatory technical standards on transparency and data reporting requirements before the regime starts applying in March 2023.
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  • FCA: Speech by Sarah Pritchard: How regulation can prepare the ground for economic growth

    27/09/2022
    Text of this speech of 27 September 2022 follows. Topics include: regulatory change and easing the regulatory burden; MiFID and... the advice regime; innovation; market integrity; equity markets review; primary and secondary markets; competition.
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  • ESMA: Investment services to retail clients

    27/09/2022
    ESMA has published a statement addressed to investment firms on the impact of inflation in the context of investment services to... retail clients which reminds firms of relevant MiFID requirements.
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  • PRA: Speech by Vicky Saporta: The PRA’s future approach to policy

    27/09/2022
    In this speech of 27 September 2022, Vicky Saporta discusses aspects of the Financial Services and Markets Bill in relation to... PRA’s powers.
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  • ESMA: Market outages

    26/09/2022
    ESMA is consulting on proposed guidance concerning how national competent authorities should ensure that trading venues have appropriate communication protocols in... case of a market outage. The guidance will apply to equity markets and, where applicable, to non-equity instruments. ESMA intends to issue the guidance as an Opinion. Responses are required by 16 December 2022.
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