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Showing 101 - 110 of 9543 matches filtered by 'Funds and asset management'

  • OJ: Delegated Regulation supplementing PSD2 published

    28/09/2021
    Commission Delegated Regulation (EU) 2021/1722 supplementing the revised Payment Services Directive concerning regulatory technical standards stipulating the framework for co-operation and... the exchange of information between competent authorities of the home and the host member states in the context of supervision of payment institutions and electronic money institutions exercising cross-border provision of payment services has been published in the Official Journal of the EU.
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  • EC: Delegated Regulation amending notification threshold under SSR

    28/09/2021
    The European Commission adopted a Delegated Regulation (C(2021) 6815 final) amending the Short Selling Regulation concerning the adjustment of the relevant... threshold for the notification of significant net short positions in shares under Article 5(2) of the SSR. The Delegated Regulation will enter into force on 18 October 2021 and is directly applicable in all member states.
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  • BoE/ FCA/ HMT: Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets

    27/09/2021
    The Productive Finance Working Group has published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets.... The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive of the FCA, and the Economic Secretary to HM Treasury. Recommendations include shifting the focus to long-term value for DC scheme members; building scale in the DC market; a new approach to liquidity management and widening access to less liquid assets.
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  • EDPS: Opinion on legislative proposals adopted by EC for AML and CTF action plan

    24/09/2021
    The European Data Protection Supervisor published an opinion on the legislative proposals adopted by the European Commission to strengthen the EU's... anti-money laundering and counter-terrorist financing rules. The EDPS welcomes the objectives pursued by the AML legislative package, in particular plans for greater harmonisation of the applicable rules. The EDPS set out further recommendations to improve individuals’ personal data.
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  • FOS ombudsman news 164

    24/09/2021
    This edition shares an overview of the latest complaints data, including detail on some of the trends seen in the first... quarter of the 2021/22 financial year. The data shows that fraud and scam complaints continue to be one of the main drivers of complaints to FOS.
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  • FCA: Speech: Measuring and accessing culture, the role of purpose and the importance of D&I

    24/09/2021
    The FCA has published the transcript of a speech by Sheldon Mills 'A regulatory perspective: measuring and assessing culture, now and... in the future, the role of purpose and the importance of D&I'. Amongst others, Mills reiterates the importance of visible leadership, an inclusive environment, effective oversight, diversity and inclusion initiatives and ESG performance.
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  • The Capital Requirements Regulation (Amendment) Regulations 2021/1078

    23/09/2021
    These Regulations revoke provisions of CRR. The majority of the provisions are to be replaced by rules to be made... by PRA. (Date in force: 1 January 2022)
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  • FCA: Speech by Nikhil Rathi: Seizing opportunity – challenges and priorities for the FCA

    23/09/2021
    Text of Nikhil Rathi’s Mansion House speech of 22 September 2021 follows in which he discusses FCA’s recent and current work.... He notes: “We have often been criticised for acting slowly or with too much risk aversion. This is changing. We are applying a bolder risk appetite in dealing with serious misconduct”.
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  • The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021/1074

    23/09/2021
    This SI amends the FPO, MIFiR and Commission Delegated Regulation (EU) 2017/581 with regard to regulatory technical standards on clearing access... in respect of trading venues and central counterparties, to provide that the requirement for trading venues and central counterparties to grant each other non-discriminatory access does not apply in relation to exchange traded derivatives and to make consequential amendments, as that requirement does not operate appropriately in a UK-only context. It also amends Commission Delegated Regulation (EU) 2020/1816 and Commission Delegated Regulation (EU) 2020/1818 on low carbon benchmarks. (Date in force: 18 October 2021)
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