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  • HoC: Planning for a no deal Brexit

    05/11/2019
    This HoC Library briefing paper provides an overview of Government and EU preparations for a no deal Brexit, and of recent... reports analysing the possible impact of this outcome.
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  • HoC Scrutiny Committee: Post-Brexit scrutiny of EU law and policy

    05/11/2019
    The Committee has published a report containing links to transcripts and other written evidence in relation to this inquiry. It... urges any successor Committee appointed in the next Parliament to revisit the issues it has been concerned with in the inquiry.
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  • ESMA: MiFID II review report on position limits and position management

    05/11/2019
    ESMA has published a consultation paper on position limits and position management in commodity derivatives. The paper analyses the impact... of position limits on market abuse and orderly pricing and settlement and the impact the position limit regime may have had on less liquid commodity derivative contracts and sets out proposed changes to the legal framework. These include the introduction of a limited position limit exemption for financial counterparties; enhancing convergence in the implementation of position management regimes by trading venues, and an amendment to the quantitative thresholds that trigger publication of weekly position reports by trading venues, Responses are required by 8 January 2020.
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  • PRA: Current areas of focus for GI firms

    05/11/2019
    PRA has published the text of a “Dear CEO” letter sent to CEOs of its regulated GI firms. This sets... out the regulator’s priorities for the sector and provides feedback from recent supervision activity. Specific areas covered include: reserving adequacy, governance and controls; underwriting conditions; exposure management and culture/controls.
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  • FCA: Effective liquidity management: good practice for authorised fund managers

    04/11/2019
    This “Dear Chair” letter sent to authorised fund managers requests them to consider their firms’ obligations on portfolio composition, asset eligibility... and liquidity management and to review their liquidity management arrangements against good practice set out in the letter.
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  • ESMA: Statement by Steven Maijoor

    04/11/2019
    The text of Steven Maijoor’s statement to the European Parliament on 4 November 2019 follows, in which he discusses ESMA’s work... over the past year, including in relation to Brexit.
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  • EIOPA: Statement by Gabriel Bernardino

    04/11/2019
    The text of Gabriel Bernardino’s statement to the European Parliament on 4 November 2019 follows, in which he discusses EIOPA’s work... over the past year and cites its current priorities (climate change, the Capital Markets Union and digitalisation and cyber risk).
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  • HMT: Civil Liability Act report on savings provision

    04/11/2019
    This response follows a March 2019 consultation regarding draft regulations (Civil Liability (Information Requirements) and Risk Transformation (Amendment) Regulations) that will... require firms who sell relevant insurance policies to provide information to FCA. The information will be used in a report by the Government which assesses whether firms have passed on savings arising from the Civil Liability Act 2018 to their customers and the consultation had focused on the scope of the requirements and methodology for calculating the relevant information. A revised draft of the regulations has also been published.
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  • IOSCO: Stablecoins

    04/11/2019
    IOSCO has published a short note on its meeting of 30 October 2019 with regard to global stablecoin initiatives.
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