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Showing 91 - 100 of 10476 matches filtered by 'Funds and asset management'

  • FRC: Digital security risk disclosure

    03/08/2022
    This report from the FRC Lab discusses digital security risk disclosure in order to help companies improve the disclosure of digital... security strategies, risks and governance.
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  • DBEIS: Response to ISSB drafts

    03/08/2022
    This letter sets out the UK Government’s response to ISSB's drafts on requirements for disclosure of general sustainability and climate related... financial information.
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  • FCA: Remuneration Committees

    02/08/2022
    FCA has published the text of a letter sent to Chairs of Remuneration Committees of proportionality level one banks, building societies... and PRA designated investment firms which sets out its expectations for 2022. Specific areas discussed include: culture and accountability; the new consumer duty; ESG; operational resilience and diversity/inclusion.
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  • ESMA: MiFID data

    02/08/2022
    ESMA has published the new quarterly liquidity assessment for bonds as well as the data for the systematic internaliser quarterly calculations... for equity, equity-like instruments and bonds under MiFID II and MiFIR.
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  • FCA: PS: Strengthening financial promotions rules for high-risk investments

    01/08/2022
    The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products. Firms approving and issuing... marketing must have appropriate expertise, and firms marketing some types of high-risk investments will need to conduct better checks to ensure consumers and their investments are well matched. Firms also need to use clearer and more prominent risk warnings and certain incentives to invest, such as ‘refer a friend bonuses’, are now banned. The new rules will not apply to cryptoasset promotions. The FCA is inviting feedback on this by 10th October 2022 and will confirm its final rules early next year.
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  • ESMA: Call for evidence on pre-hedging

    01/08/2022
    ESMA has launched a call for evidence, the aim is to promote discussion among stakeholders and gather further evidence on the... practice of pre-hedging that could help ESMA to develop appropriate guidance. Responses may be submitted until 20 September 2022.
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  • FCA: CP: Broadening retail access to the long-term asset fund

    01/08/2022
    In this consultation, the FCA sets out proposals for broadening the retail distribution of the LTAF to more categories of retail... investors, whilst including further investor protections. Feedback is welcomed by 10 October 2022. The FCA will look to publish a final policy statement and final Handbook rules early in 2023.
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  • FCA: Review of TCFD-aligned disclosures by premium listed commercial companies

    29/07/2022
    Jointly with the Financial Reporting Council, the FCA has assessed how far its regulatory intervention has resulted in a material improvement... in both the completeness of reporting and consistency with the TCFD’s recommendations, recommended disclosures and accompanying all-sector guidance.
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  • EBA/EIOPA/ESMA: Report on the extent of voluntary disclosure of principal adverse impact under SFDR

    28/07/2022
    The ESAs have published their first annual report on the extent of voluntary disclosure of principal adverse impact under SFDR. ... The report also includes a set of recommendations for national competent authorities to ensure appropriate supervision of financial market participants’ practices.
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