Funds & asset management

 

Latest Reports

  • circuit board

    A regulatory FinTech Sandbox (“Sandbox”) provides a framework for businesses within the financial technology (“FinTech”) industry to test and create innovative and dynamic products, technologies and business models around the globe. In this article, originally published in Compliance and Risk Journal (Volume 9, Issue 1), Sam Robinson, Susann Altkemper and ...

  • City, London

    Overview Single market mutual recognition (such as passporting) will cease to apply as between the UK and the EU/EEA at the end of the current transitional period. In this article, we look at the opening salvos in the negotiation of the new EU/UK relationship and consider how this will impact ...

  • Trading screen

    On 4 February, ESMA published its final report (the “ESMA’s Report”) with new draft regulatory technical standards on the postponement of the date of entry into force of Commission Delegated Regulation on settlement discipline (the “Settlement Discipline RTS”)[1]. The Settlement Discipline RTS sets out the measures that central securities depositories ...

  • UK and EU flags

    This is the second in a series of articles looking at the regulatory framework for financial services after Brexit. The new framework will have four main sources which we will look at in turn. These are: The UK/EU Free Trade Agreement; The regulatory regime in the host state – partly ...

  • Europe from space

    Introduction This is the first in a series of articles looking at the regulatory framework for UK/EU financial services after the UK exits from the EU’s single market. Following the UK’s departure from the EU last week, the relationship between the UK and the EU is now governed by the ...

See more reports

Jargon Buster

Agency Database