Funds & asset management

 

Latest Reports

  • tower bridge night

    The FCA released a statement setting out its proposal to accelerate the digital sandbox pilot in order to enhance regulatory support for innovative firms amidst the Covid-19 pandemic.The FCA states that it is swiftly progressing plans to allow innovative firms to trial services and products in a digital testing environment, ...

  • businessman reading document

    On 30 April 2020, Consob and the Bank of Italy submitted draft Supervisory Guidelines for Simple Investment Companies (Società di Investimento Semplice or Simple Investment Company ("SiS")) for public consultation with a deadline of 90 days for comments to be submitted. To facilitate the uniform and correct application of the ...

  • EU and UK flags with big ben

    The third round of the negotiations on the future relationship between the UK and the EU takes place this week via video conference. Limited progress seems to have been made so far to bridge the gaps on outstanding areas. There are now only two rounds of talks before the high-level ...

  • pedestrian wait london signal

    The Commission Delegated Regulation on settlement discipline (the “Settlement Discipline RTS”[1]) will now come into force on 1 February 2021 following industry requests for more time for implementation. Central securities depositaries, trade venues and investment firms were originally due to apply its provisions by 13 September 2020. Background In its ...

  • view through glasses

    Correct as of 9am, 12th May. This article is not being maintained. The FCA has published guidance[1] on the handling of complaints during coronavirus. The FCA reminds firms that handling complaints remains an important function which should continue and says that firms should take all reasonable steps to ensure as ...

See more reports

Jargon Buster

Agency Database