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Showing 1 - 10 of 28 matches filtered by 'Bribery'

  • Online Platforms: "Walking" the line between legal and financial services compliance ( Part 5 of 5)

    19/08/2019
    Anti-money laundering, terrorist financing, and know your client obligations FCA-authorised firms are required, pursuant to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on Payer) Regulations 2017 (“MLRs”), to implement anti-money laundering (“AML”) measures.  
  • The Fifth EU Anti Money Laundering Directive is on its way

    DE
    06/04/2018
    The Fifth EU Anti Money Laundering Directive provides for the first time for the inclusion of exchange platforms for virtual currencies and digital wallet providers in the group of obliged entities under money laundering law. In addition, new requirements are imposed on the group of obliged entities. This concerns, among ...
  • CMS Guide to Anti-Bribery and Corruption - 4th Edition

    15/04/2016
    CMS is delighted to send you the 4th edition of our CMS Guide to Anti-Bribery & Corruption. The Guide summarises the main aspects of anti-corruption laws applicable in 34 countries by answering the following key questions: What are the key offences? Who can be liable and when? What are the ...
  • Germany: Impact of the Fourth European Anti-Money Laundering Directive on the Insurance Sector

    23/10/2015
    The Fourth Anti-Money Laundering Directive (Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015) was published on 5 June 2015. This directive implements the revised 40 Recommendations of the Financial Action Task Force (FATF) of the OECD for the prevention of money laundering and ...
  • Market Abuse Directive (MAD) II

    22/09/2015
    Presentation slides from our webinar on Market Abuse Directive (MAD) II can be accessed via the 'Training & Seminars' app or via a link on this report page. The report page also contains a link to a recording of the seminar (lasting approx. 60 minutes).
  • US Regulation - Trends in FCPA Enforcement

    14/04/2015
    In recent years, the Foreign Corrupt Practices Act of 1977 (the "FCPA") enforcement has been a top priority for U.S. enforcement agencies. There have been a number of recent cases which have confirmed the desire for strong enforcement against both companies and individuals who violate the FCPA and large penalties ...
  • Broker remuneration: Reminder of Lloyd's guidance

    30/01/2015
    Last week, in the face of ever evolving placement and remuneration structures, Lloyd’s reiterated its guidance for managing agents issued in 2012 following the implementation of the Bribery Act 2010 (the Act). The Act makes it an offence to offer, promise or give bribes, or to request, agree to receive or accept a bribe. The Act also imposes a corporate liability for failing to prevent bribery. Lloyd’s...
  • Insurance update

    29/01/2015
    Seminar held at Mitre House, London on 29 January 2015. The seminar covered the new senior insurance managers regime, the insurance distribution directive (IMD 2) and recent thematic reviews (complaints handling, and bribery and corruption).
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  • Anti-bribery and corruption and financial crime controls

    01/10/2014

    This seminar was held in Edinburgh on 1 October 2014.

    It covered the following topics: FCA policy, when does the FCA take action, the elements of good practice and the SFO and COPFS focus and approach to anti-bribery controls.

     

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  • Agents' bribes and secret commissions: Supreme Court decides principals' interests

    18/07/2014
    On 16 July 2014, the Supreme Court provided clarity on the nature of a principal’s entitlement to recovery of a secret commission or bribe received by an agent.