378 Search Results for
  • Financial Services Webinars On Demand

    30.04.2024
    View recordings of CMS financial services webinars available on demand.Webinars are a convenient way to stay informed and hear from our legal experts. Webinars On Demand...
  • Financial Services Webinars On Demand

    18.03.2024
    Click here to view recordings of CMS financial services webinars available on demand. Webinars are a convenient way to stay informed and hear from our legal experts. ...
  • Financial Services Webinars On Demand

    19.02.2024
    Use the below link to view recordings of CMS financial services webinars available on demand. Webinars are a convenient way to stay informed and hear from our legal experts. ...
  • Financial Services Webinars On Demand

    29.11.2023
    Use the below link to view recordings of CMS financial services webinars available on demand. Webinars are a convenient way to stay informed and hear from our legal experts.  ...
  • FCA provides warning on market sounding regime

    07.11.2023
    On 31 October 2023, the Financial Conduct Authority (FCA) published Market Watch No. 75, sharing some observations about the market soundings procedure under the UK Market Abuse Regulation (UK MAR), and...
  • Enquiry Letters from the FCA - Investigations into Market Announcements and Inside Information

    13.03.2020
    The increased availability of data and advanced analytical systems capable of efficiently crunching that data have meant that the FCA is able to more proficiently detect abnormal share price movements...
  • FCA enforcement against PDMR

    24.12.2019
    The case is notable, not just for being the first such enforcement, but also because the individual was not a director of the listed company but was a managing director sitting on the company’s executive...
  • Securitisation Regulation: 60 minutes to understand the new rules and issues

    11.04.2018
    CMS cordially invite you to attend a webinar: 11 April 2018 | 10:00 UK/ 11:00 CET Securitisation Regulation: 60 minutes to understand the new rules and issues This webinar will last one hour (including...
  • German Regulator releases new Administrative Fine Guidelines

    05.04.2017
    According to the new WpHG Administrative Fine Guidelines, BaFin now can and will punish companies more severely for breaches of disclosure obligations resulting from the Securities Trading Act. Now, the...
  • EU cross-border regulatory enforcement

    05.07.2016
    The webinar covered: cross-border enforcement in the UK, Italy, and France; what are the regulators' approaches?; and what are the current trends and issues? The slides (in PDF format) are available to...