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The Senior Managers & Certification Regime (SMCR) for Conduct Staff course is designed to raise awareness of individual conduct rules that apply to all individuals performing financial services activities within a firm.
The SMCR for Conduct Staff course applies to all FCA solo-regulated firms authorised under the Financial Services and Markets Act 2000 (FSMA).
The course is for all firms subject to regulation by the FCA. It is most suitable for conduct staff within a firm performing financial services activities.
This course will enable users to understand:
This course will take approximately 30 mins to complete.
£29.95 per person, for a 1 year subscription.
Bulk licenses are available. Please contact us for more information.
This course is available in English but can be translated if required.
LMS: SCORM 1.2/2004/AICC
PDF (for offline)
Need more information?
Get in touch for a 14 day trial of the course or to discuss your requirements in more detail.