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  • NAO: Exiting the EU: the financial settlement

    20/04/2018
    NAO’s report sets out details of the settlement within the context of the wider negotiations on the UK’s withdrawal from the... EU, and how much the government expects the settlement to cost; assesses HMT’s estimate of the settlement, aspects of the financial settlement that are still to be finalised and those areas where the value of the settlement could be affected by future EU decisions.
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  • Work & Pensions Select Committee: DB transfer advice

    20/04/2018
    The Committee has published the text of a letter from FCA which answers specific questions on DB transfer advice from ...IFAs.
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  • FCA: Funds-related diagrams

    20/04/2018
    FCA have published sets of diagrams intended to aid firms under the following specific areas: authorisation options under AIFMD; fund structuring... options and collective versus individual portfolio management.
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  • FSB: Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors

    20/04/2018
    FSB’s report provides a toolkit that firms and supervisors can use to mitigate misconduct risk. It identifies 19 tools that... firms and supervisors could use to address three overarching issues identified by FSB (mitigating cultural drivers of misconduct; strengthening individual responsibility and accountability and addressing the “rolling bad apples” phenomenon).
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  • HMT: US-UK Financial Regulatory Working Group

    20/04/2018
    HMT has announced the formation of a US-UK Financial Regulatory Working Group with a view to the further promotion of financial... stability; investor protection; fair, orderly, and efficient markets; and capital formation in the UK and US. The Group is anticipated to biannually, with additional technical meetings and calls, as appropriate.
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  • PRA: CP10/18: Solvency II: updates to internal model output reporting

    20/04/2018
    In this CP, PRA proposes updates to SS25/15 (Solvency II: regulatory reporting, internal model outputs) and SS26/15 (Solvency II: ORSA and... the ultimate time horizon – non-life firms). The intention is for changes to the relevant templates and associated instructions would take effect from 31 December 2018 for financial year-end 2018 reporting onwards. Responses are required by 13 July 2018.
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  • EBA: Securitisation criteria

    20/04/2018
    EBA has published consultations on draft guidelines intended to provide a harmonised interpretation of the criteria for the securitisation to be... eligible as simple, transparent and standardised. Responses are required by 20 July 2018.
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  • HoC: Brexit: new guidelines on the framework for future EU-UK relations

    20/04/2018
    This HoC library briefing sets out details of the EC March 2018 guidelines.
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  • PRA: CP11/18: Solvency II: changes to reporting format

    20/04/2018
    In this CP, PRA proposes changes to the file type and reporting format for a number of regular insurance reporting submissions... in order to align with Solvency II Quantitative Reporting Templates and international data standards. Responses are required by 1 June 2018.
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  • FCA: Irredeemable preference shares and other similar capital instruments

    19/04/2018
    FCA has published the text of a “Dear CEO” letter which notes that FCA is currently reviewing the prevailing market for... certain fixed income shares, particularly those shares that are described as being perpetual, irredeemable or in some other way that suggests permanence. FCA reminds firms that listed companies will need to consider whether any intention to cancel or otherwise retire a class of irredeemable shares, or similar shares, at a price based on factors other than the prevailing market price, or their company’s deliberation on any such intention, constitutes inside information under Article 7 of MAR. The letter also sets out information that firms should have available to shareholders (and potential shareholders).
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