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Governance and ethics remain key focuses for both the PRA and the FCA. Both regulators are placing increasing emphasis on the requirement that all firms have – and can show they have – adequate governance that ensures risks are managed and mitigated, and that appropriate cultural and ethical values are enforced throughout the business.
This seminar is aimed at Heads of Legal and Compliance, as well as senior managers concerned with governance and ethics.
This seminar will look at the following areas:
This seminar, being held at our Saltire Court offices in Edinburgh, is free to attend. Please contact us for further details and place availability.
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On 15 June 2018, the Swiss Parliament passed the Swiss Financial Services Act (FinSA) and the Swiss Financial Institutions Act (FinIA) in a final vote on both pieces of legislation.
FinSA specifies the rules of conduct that financial service providers...
We are pleased to announce the publication of the 2017 edition of our Annual Review of English Construction Law Developments: An International Perspective. Now in its eighth year, our Annual Review summarises the key developments of English construction...
Protecting client money and assets is a high priority area for the FCA, particularly given the potential impact on consumers.
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