FCA/PRA Enforcement: current trends and practicalities

26 Oct Edinburgh, United Kingdom 09:00AM - 10:30AM

Description

In this seminar, Alison McHaffie and David Pygott will review recent FCA and PRA enforcement cases, offer thoughts on trends and areas of current regulatory focus, provide practical tips about what can go wrong and how to avoid a referral to Enforcement, and views about how to manage an investigation in the event you or your firm should be subject to one.

This seminar, being held at the Balmoral Hotel, 1 Princes Street, Edinburgh, EH2 2EQ, is free to attend.  Please contact us for further details and place availability.

Speakers